Nicholas Morgan (CRD# 6008865) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Visalia, CA and has over 11 years of experience in the finance industry.
CRD# 1374125
Principal Securities, Inc.
CRD# 4789253
Lpl Financial LLC
CRD# 1270410
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Visalia, CA | Jan 2024 - Current | < 1 |
| Woodbury Financial Services, Inc. | Visalia, CA | Mar 2019 - Current | 5 |
| Woodbury Financial Services, Inc. | Visalia, CA | Mar 2019 - Jan 2024 | 4 |
| Questar Capital Corporation | Minneapolis, MN | Dec 2016 - Mar 2019 | 2 |
| Questar Asset Management | Minneapolis, MN | Dec 2016 - Mar 2019 | 2 |
| No Actual Name. I Have And Do Fixed Annuities On Occasion | Visalia, CA | Jun 2014 - Nov 2016 | 2 |
| H.beck, Inc. | Bethesda, MD | Jan 2011 - Nov 2016 | 5 |
| Diversified Securities, Inc. | Visalia, CA | Oct 2011 - Jun 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
- CA
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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