Fon Rogers (CRD# 6741511) is an Investment Advisor Representative working at Equity Advisors Of Kentucky Inc. in Waddy, KY and has over 7 years of experience in the finance industry. Fon Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5533580
Lpl Financial LLC
CRD# 6800693
Money Concepts Advisory Service
CRD# 4676056
Transamerica Financial Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equity Advisors Of Kentucky | Waddy, KY | Sep 2014 - Current | 9 |
| University Of Kentucky | Lexington, KY | Sep 2009 - Sep 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KY
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Total Assets Under Management116MILLIONS
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Total Number of Accounts621ACCOUNTS
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Average Account Value$186,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
FL, HI, IN, KY, MI, OH, TX
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