Jose Maria Jimenez (CRD# 5452535) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mililani, HI and has over 16 years of experience in the finance industry. Jose Maria Jimenez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4818301
Mission Financial Group, LLC
CRD# 3199222
Ameriprise Financial Services, LLC
CRD# 1916417
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Honolulu, HI | Sep 2022 - Current | 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Nov 2020 - Current | 3 |
| First Allied Securities, Inc. | San Diego, CA | Jan 2020 - Sep 2022 | 2 |
| First Allied Advisory Services, Inc. | San Diego, CA | Feb 2020 - Nov 2020 | < 1 |
| Edward Jones | St Louis, MO | Nov 2007 - Nov 2019 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- HI
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
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