Nancy Dawkins, financial advisor Wake Forest NC
96 score

Nancy Dawkins

CRD Number: 6150656
Current Firm: Principal Securities, Inc.

Nancy Dawkins (CRD# 6150656) is an Investment Advisor Representative working at Principal Securities, Inc. in Wake Forest, NC and has over 5 years of experience in the finance industry. Nancy Dawkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Principal Securities Wake Forest, NC Jul 2016 - Current < 1
Principal Life Insurance Company Wake Forest, NC Jun 2016 - Current < 1
Money Concepts Capital Corp Palm Beach Gardens, FL Feb 2013 - Jul 2016 3
Dawkins & Murray Cpa Pa Wake Forest, NC Sep 2006 - Jul 2016 9
Pety Way Zebulon, NC Jun 2005 - Aug 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2013
S65 NASAA Investment Advisors Law Examination Dec 2010
Contact Info for Nancy R. Dawkins
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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