Nancy DawkinsCRD Number: 6150656
Current Firm: Principal Securities, Inc.
Nancy Dawkins (CRD# 6150656) is an Investment Advisor Representative working at Principal Securities, Inc. in Wake Forest, NC and has over 7 years of experience in the finance industry. Nancy Dawkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
Axa Advisors, LLC
|Principal Securities||Wake Forest, NC||Jul 2016 - Current||1|
|Principal Life Insurance Company||Wake Forest, NC||Jun 2016 - Current||1|
|Money Concepts Capital Corp||Palm Beach Gardens, FL||Feb 2013 - Jul 2016||3|
|Dawkins & Murray Cpa Pa||Wake Forest, NC||Sep 2006 - Jul 2016||9|
|Pety Way||Zebulon, NC||Jun 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2013|
|S65||NASAA Investment Advisors Law Examination||Dec 2010|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV