Thomas Nee (CRD# 2049953) is an Investment Advisor Representative working at Compass Point Retirement Planning, Inc. in Wakefield, MA and has over 33 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Triad Advisors | Norcross, GA | Jul 2023 - Current | < 1 |
| Gallagher Fiduciary Advisors, LLC | Wakefield, MA | Jun 2023 - Current | < 1 |
| Compass Point Retirement Planning, Inc. | Wakefield, MA | Nov 2017 - Current | 6 |
| Independent Financial Group, LLC | Wakefield, MA | Nov 2017 - Jul 2023 | 5 |
| F3logic, LLC | Wakefield, MA | Nov 2017 - May 2023 | 5 |
| Boxford Fire Department | Boxford, MA | Aug 2002 - Apr 2022 | 19 |
| National Planning Corporation | Wakefield, MA | Oct 2007 - Nov 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1990 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
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MA
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