Richard Shaughnessy, financial advisor Wall Township NJ

Richard Shaughnessy

CRD Number: 5227471
Current Firm: Lpl Financial LLC

Richard Shaughnessy (CRD# 5227471) is an Investment Advisor Representative working at Lpl Financial LLC in Wall Township, NJ and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Wall Township, NJ Feb 2019 - Current 5
Ameriprise Financial Services, Inc. Manasquan, NJ Jul 2014 - Feb 2019 4
Guardian Life Insurance Manasquan, NJ Oct 2013 - Jul 2014 < 1
Park Avenue Securities Maansquan, NJ Oct 2013 - Jul 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Richard L. Shaughnessy
Phone Number: 704-733-3300
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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