Ana Fonseca (CRD# 4115463) is an Investment Advisor Representative working at Concourse Financial Group Advisors in Birmingham, AL and has over 24 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Investment Distributors Inc. | Middletown, CT | Jan 2022 - Current | 2 |
| Concourse Financial Group Securities Inc. | Middletown, CT | Apr 2019 - Current | 5 |
| Protective Life Insurance Company | Middletown, CT | Apr 2019 - Current | 5 |
| Raymond James Financial Services Advisors Inc. | Wallingford, CT | Jan 2016 - Apr 2019 | 3 |
| Liberty Bank | Wallingford, CT | Dec 2015 - Apr 2019 | 3 |
| Raymond James Financial Services, Inc. | Walingford, CT | Dec 2015 - Apr 2019 | 3 |
| Santander Bank Na | West Hartford,, CT | May 2014 - Dec 2015 | 1 |
| Santander Securities LLC | Guaynabo, PR | May 2014 - Dec 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2015 |
- NC
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Total Assets Under Management4,373MILLIONS
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Total Number of Accounts20,957ACCOUNTS
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Average Account Value$208,666
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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