Alise Kraus, financial advisor Walnut Creek CA
91 score

Alise Kraus

CRD Number: 6314308
Current Firm: Mercer Global Advisors Inc.

Alise Kraus (CRD# 6314308) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in Walnut Creek, CA and has over 2 years of experience in the finance industry. Alise Kraus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mercer Global Advisors Inc. Walnut Creek, CA Sep 2015 - Current 1
Mosaic Financial Partners San Francisco, CA Oct 2014 - Aug 2015 < 1
Cornerstone Wealth Management San Ramon, CA Mar 2014 - Oct 2014 < 1
Benetech Palo Alto, CA Jan 2013 - Mar 2014 1
Harvard University Cambridge, MA Feb 2011 - Jan 2013 1
Highvista Strategies, Inc. Boston, MA Jan 2010 - Feb 2011 1
Wellington Management Company Boston, MA Oct 2007 - Jan 2010 2
Lemoyne College Syracuse, NY Sep 2003 - Oct 2007 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Alise C. Kraus
Phone Number: (800) 258-1559
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,074
    MILLIONS
  • Total Number of Accounts
    18,595
    ACCOUNTS
  • Average Account Value
    $326,627
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
91
Clean Record
This advisor has a clean track record with regulators.

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