Augustine Azevedo, financial advisor Walnut Creek CA
81 score

Augustine Azevedo

CRD Number: 5609785
Current Firm: Wells Fargo Advisors, LLC

Augustine Azevedo (CRD# 5609785) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Walnut Creek, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Stockton, CA Apr 2011 - Current 5
Chase Investment Services Corp Tracy, CA Aug 2010 - Apr 2011 < 1
Wells Fargo Investments, LLC Tracy, CA Dec 2009 - Aug 2010 < 1
Wells Fargo Bank, N.a. Tracy, CA Dec 2009 - Aug 2010 < 1
Unemployed Tracy, CA Apr 2009 - Sep 2009 < 1
Edward Jones St. Louis, MO Oct 2008 - Apr 2009 < 1
Rsc Group Of Companies Llc / Synergy Global Import Export, LLC Tracy, CA Jan 2004 - Oct 2008 4
Nortel Networks San Ramon, CA Oct 2000 - Dec 2007 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Augustine R. Azevedo
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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