Charles Putney (CRD# 1061641) is an Investment Advisor Representative working at Strategic Wealth Advisors Group in Walnut Creek, CA and has over 24 years of experience in the finance industry. Charles Putney has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4512665
Blossom Wealth Management, LLC
Score
108
CRD# 2040384
Jurika, Mills & Keifer, LLC
Score
107
CRD# 4105009
Lowery Thomas, LLC
Score
107
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Strategic Wealth Advisors Group | Walnut Creek, CA | Apr 2016 - Current | 2 |
| Lpl Financial LLC | Walnut Creek, CA | Sep 2009 - Current | 8 |
| Putney Financial Advisors | Walnut Creek, CA | Feb 2012 - Apr 2016 | 4 |
| Associated Securities Corp. | Walnut Creek, CA | Dec 2008 - Sep 2009 | < 1 |
| Putney Barton & Associates,inc. | Walnut Creek, CA | Oct 1998 - Dec 2008 | 10 |
| Putney Kline & Associates, Inc. | Walnut Creek, CA | Oct 1998 - Dec 2008 | 10 |
| Fsc Securities Corporation | Walnut Creek, CA | Feb 1992 - Dec 2008 | 16 |
| Centruy Advisory Corporation | Walnut Creek, CA | Jun 1983 - Dec 2008 | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1993 |
- CA
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Total Assets Under Management2,904MILLIONS
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Total Number of Accounts13,764ACCOUNTS
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Average Account Value$211,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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