James King, financial advisor Walnut Creek CA

James King

CRD Number: 864614
Current Firm: J.p. King Advisors, Inc.

James King (CRD# 864614) is an Investment Advisor Representative working at J.p. King Advisors, Inc. in Walnut Creek, CA and has over 39 years of experience in the finance industry. James King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J P King & Associates, Inc. Walnut Creek, CA Sep 1981 - Current 42
Investment Architects, Inc. Walnut Creek, CA May 1989 - Mar 2015 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James P. King
Phone Number: 925-935-1555
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    654
    MILLIONS
  • Total Number of Accounts
    1,377
    ACCOUNTS
  • Average Account Value
    $475,091
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, TX

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