James Luippold, financial advisor Walnut Creek CA

James Luippold

CRD Number: 3031318
Current Firm: Castle Rock Wealth Management, LLC

James Luippold (CRD# 3031318) is an Investment Advisor Representative working at Castle Rock Wealth Management, LLC in Walnut Creek, CA and has over 22 years of experience in the finance industry.

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Captrust
Company Name Location Dates Years
Private Client Services Louisville, KY Feb 2018 - Current 6
Castle Rock Wealth Management Walnut Creek, CA Oct 2015 - Current 8
First Allied Advisory Services, Inc. Chesterfield, MO Jul 2012 - Feb 2018 5
First Allied Securities, Inc. San Diego, CA Jun 2007 - Feb 2018 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for James B. Luippold
Phone Number: 925-478-8800
Registered State(s):
  • AZ
  • CA
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    486
    MILLIONS
  • Total Number of Accounts
    1,604
    ACCOUNTS
  • Average Account Value
    $302,855
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, ID, MT, NV, NY, OR, TX, WA

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