Ka Man Chan, financial advisor Walnut Creek CA
93 score

Ka Man Chan

CRD Number: 3141579
Current Firm: Td Ameritrade, Inc.

Ka Man Chan (CRD# 3141579) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Walnut Creek, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade, Inc. Campbell, CA Sep 2011 - Current 5
Pnc Bank Mountain View, CA Dec 2010 - Aug 2011 < 1
Chase Bank Sunnyvale, CA Jul 2010 - Dec 2010 < 1
Chase Investment Services Corp. Mountain View, CA May 2009 - Jun 2010 1
Wamu Investments, Inc. Mountain View, CA Feb 2008 - May 2009 1
Signator Investors Inc. San Francisco, CA Dec 2007 - Feb 2008 < 1
Countrywide Home Loans Fremont, CA Jan 2005 - Dec 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S66 NASAA Uniform Combined State Law Examination Nov 2011
Contact Info for Ka Man Chan
Phone Number: (800) 669-3900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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