Nicholas Sexauer, financial advisor Walnut Creek CA
90 score

Nicholas Sexauer

CRD Number: 6002539
Current Firm: Charles Schwab & Company, Inc.

Nicholas Sexauer (CRD# 6002539) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Walnut Creek, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Walnut Creek, CA Jul 2014 - Current 2
Charles Schwab & Company, Inc. Walnut Creek, CA Nov 2011 - Current 5
J. Alexander's Scottsdale, AZ Feb 2011 - Apr 2013 2
J. Alexanders Toledo, OH Oct 2010 - Jan 2011 < 1
Unemployed- Transition From School-work Sylvania, OH Sep 2010 - Oct 2010 < 1
Scioto Country Club Columbus, OH Mar 2010 - Aug 2010 < 1
The Ohio State University Columbus, OH Sep 2008 - Feb 2010 1
Sylvania Country Club Sylvania, OH Apr 2003 - Sep 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2012
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Nicholas J. Sexauer
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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