Richard Patrick, financial advisor Walnut Creek CA
93 score

Richard Patrick

CRD Number: 4546296
Current Firm: Naples Asset Management Company, LLC

Richard Patrick (CRD# 4546296) is an Investment Advisor Representative working at Naples Asset Management Company, LLC in Walnut Creek, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Naples Asset Management Company, LLC Naples, FL Jun 2016 - Current < 1
Avant-garde Advisors LLC Walnut Creek, CA Jun 2012 - Current 4
Wunderlich Securities, Inc. El Cerrito, CA Apr 2011 - Jun 2012 1
Charles Schwab Bank Walnut Creek, CA Feb 2005 - Apr 2011 6
Charles Schwab & Co, Inc. Walnut Creek, CA Nov 2004 - Apr 2011 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2002
Contact Info for Richard M. Patrick
Phone Number: (239) 593-5525
Firm Website: http://www.naplesam.com
Registered State(s):
  • CA
  • TX
  • CO
By the Numbers
  • Total Assets Under Management
    105
    MILLIONS
  • Total Number of Accounts
    338
    ACCOUNTS
  • Average Account Value
    $310,104
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, CO, FL, GA, MS, NC, NJ, NY, OH, OR, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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