Robert Johnson, financial advisor Walnut Creek CA
83 score

Robert Johnson

CRD Number: 1883187
Current Firm: Securities America Advisors, Inc.

Robert Johnson (CRD# 1883187) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Walnut Creek, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Walnut Creek, CA Jun 2014 - Current 2
Securities America Advisors Walnut Creek, CA Jun 2014 - Current 2
Bank Of America, N.a. Walnut Creek, CA Aug 2011 - Jun 2014 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco, CA Jun 1996 - Jun 2014 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1991
S65 NASAA Investment Advisors Law Examination Jan 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert B. Johnson
Phone Number: 402-399-9111
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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