Wesley Yamada, financial advisor Walnut Creek CA

Wesley Yamada

CRD Number: 5632103
Current Firm: Fountainhead Advisors

Wesley Yamada (CRD# 5632103) is an Investment Advisor Representative working at Fountainhead Advisors in Walnut Creek, CA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Fountainhead Capital Management, LLC Walnut Creek, CA Sep 2018 - Current 5
Massmutual Life Insurance Company Walnut Creek, CA Feb 2013 - Current 11
Mml Investors Services LLC Walnut Creek, CA Apr 2013 - Aug 2018 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2010
S65 NASAA Investment Advisors Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Wesley M. Yamada
Phone Number: 732-346-1900
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    507
    MILLIONS
  • Total Number of Accounts
    2,403
    ACCOUNTS
  • Average Account Value
    $210,793
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, HI, IN, KY, LA, MA, MD, NE, NH, NJ, NY, OH, PA, TN, TX, VA, WA

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