Neil McInnis (CRD# 1521962) is an Investment Advisor Representative working at Pension & Wealth Management Advisors in Waltham, MA and has over 35 years of experience in the finance industry. Neil McInnis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2513892
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Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pension & Wealth Management Advisors | Waltham, MA | Jul 2020 - Current | 3 |
| Pension & Wealth Management Advisors | Waltham, MA | Jan 1998 - Current | 26 |
| New York Life Ins. Company | Waltham, MA | Dec 1988 - Current | 35 |
| Kastel Capital Advisors, LLC | Waltham, MA | Jul 2019 - Dec 2020 | 1 |
| Bay Colony Advisors | Concord, MA | Jan 2018 - Jul 2019 | 1 |
| Royal Alliance Associates, Inc. | Waltham, MA | Jan 1998 - Dec 2017 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1989 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2000 |
- CA
- MA
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Total Assets Under Management301MILLIONS
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Total Number of Accounts398ACCOUNTS
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Average Account Value$756,929
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, CT, FL, MA, NH, NJ, PA, TX
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