Ricardo Ventura, financial advisor Wappingers Falls NY
90 score

Ricardo Ventura

CRD Number: 5386751
Current Firm: Wells Fargo Advisors, LLC

Ricardo Ventura (CRD# 5386751) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Wappingers Falls, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Wappingers Falls, NY Mar 2016 - Current < 1
Wells Fargo Bank, Na Wappingers Falls, NY Mar 2016 - Current < 1
J.p. Morgan Securities LLC New York, NY Oct 2012 - Mar 2016 3
Jpmorgan Chase Bank New York, NY May 2011 - Mar 2016 4
Chase Investment Services Corp New York, NY Apr 2012 - Oct 2012 < 1
Ventura Services Corp Bronx, NY Feb 2011 - May 2011 < 1
Self Employed Independant Contract Chauffeur) New York, NY May 2010 - Jan 2011 < 1
Stone Security Services New York, NY Aug 2010 - Dec 2010 < 1
Global Security Services New York, NY May 2009 - Dec 2010 1
Bloomingdales New York, NY Jun 2009 - Apr 2010 < 1
Jpmorganchase Na New York, NY Jul 2007 - Mar 2009 1
Chase Investment Services Corp New York, NY Jul 2007 - Mar 2009 1
Trios Crepes Inc. New York, NY Nov 2006 - Jul 2007 < 1
Headway Corp New York, NY Jun 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2012
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Ricardo A. Ventura
Phone Number: 314-875-3000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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