James Baird, financial advisor Oklahoma City OK

James Baird

CRD Number: 2701356
Current Firm: Northwestern Mutual Investment Services,llc

James Baird (CRD# 2701356) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Oklahoma City, OK and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Mar 2021 - Current 3
Northwestern Mutual Investment Services LLC Oklahoma City, OK Feb 2021 - Current 3
David Houston Oklahoma City, OK Jan 2021 - Current 3
Td Ameritrade Edmond, OK Jan 2020 - Dec 2020 < 1
Arvest Wealth Management Edmond, OK Dec 2016 - Dec 2019 3
Midfirst Investment Services Oklahoma City, OK Oct 2012 - Nov 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1996
S65 NASAA Investment Advisors Law Examination Sep 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James K. Baird
Phone Number: 866-664-7737
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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