Alan Augulis, financial advisor Warren NJ

Alan Augulis

CRD Number: 4516413
Current Firm: Augulis Financial Firm, LLC

Alan Augulis (CRD# 4516413) is an Investment Advisor Representative working at Augulis Financial Firm, LLC in Warren, NJ and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Augulis Financial Firm, LLC Warren, NJ Jun 2016 - Current 7
Augulis Law Firm Warren, NJ Jan 2000 - Current 24
Alan Augulis, Sole Proprietor Warren, NJ Jun 1999 - Current 24
Questar Capital Corporation Minneapolis, MN May 2015 - May 2016 1
Questar Asset Management Minneapolis, MN May 2015 - May 2016 1
Augulis Financial Firm, LLC Warren, NJ Feb 2015 - May 2015 < 1
Ing Financial Partners, Inc. Warren, NJ Nov 2010 - Aug 2014 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

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Contact Info for Alan L. Augulis
By the Numbers
  • Total Assets Under Management
    41
    MILLIONS
  • Total Number of Accounts
    60
    ACCOUNTS
  • Average Account Value
    $682,720
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

NJ

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