Alan Augulis (CRD# 4516413) is an Investment Advisor Representative working at Augulis Financial Firm, LLC in Warren, NJ and has over 9 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Augulis Financial Firm, LLC | Warren, NJ | Jun 2016 - Current | 7 |
Augulis Law Firm | Warren, NJ | Jan 2000 - Current | 24 |
Alan Augulis, Sole Proprietor | Warren, NJ | Jun 1999 - Current | 24 |
Questar Capital Corporation | Minneapolis, MN | May 2015 - May 2016 | 1 |
Questar Asset Management | Minneapolis, MN | May 2015 - May 2016 | 1 |
Augulis Financial Firm, LLC | Warren, NJ | Feb 2015 - May 2015 | < 1 |
Ing Financial Partners, Inc. | Warren, NJ | Nov 2010 - Aug 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management41MILLIONS
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Total Number of Accounts60ACCOUNTS
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Average Account Value$682,720
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
NJ
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