Brian Powell, financial advisor Warrenton MO
93 score

Brian Powell

CRD Number: 4566204
Current Firm: Pnc Investments

Brian Powell (CRD# 4566204) is an Investment Advisor Representative working at Pnc Investments in Warrenton, MO and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments St. Louis, MO Mar 2014 - Current 2
U.s. Bancorp Investments, Inc. St. Louis, MO Jan 2010 - Mar 2014 4
Wachovia Securities Financial Network, LLC St Louis, MO Mar 2006 - Dec 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Aug 2009
Contact Info for Brian A. Powell
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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