Ashok Sanghavi, financial advisor Elkhart IN

Ashok Sanghavi

CRD Number: 1871454
Current Firm: Hornor, Townsend & Kent, LLC

Ashok Sanghavi (CRD# 1871454) is an Investment Advisor Representative working at Hornor, Townsend & Kent, LLC in Elkhart, IN and has over 27 years of experience in the finance industry. Ashok Sanghavi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Hornor Townsend & Kent, LLC Horsham, PA Sep 2023 - Current < 1
Penn Mutual Life Insurance Company Horsham, PA Oct 2011 - Current 12
Retirement Income Management Warrenville, IL May 2013 - Oct 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1996
S65 NASAA Investment Advisors Law Examination Nov 1998
Contact Info for Ashok H. Sanghavi
Phone Number: 215-957-7300
Firm Website: https://www.htk.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    7,115
    MILLIONS
  • Total Number of Accounts
    27,773
    ACCOUNTS
  • Average Account Value
    $256,181
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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