Nicholas Sloane, financial advisor Warrenville IL

Nicholas Sloane

CRD Number: 1325510
Current Firm: Ae Wealth Management, LLC

Nicholas Sloane (CRD# 1325510) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Warrenville, IL and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Sloane Wealth Management Sm Warrenville, IL Jun 2020 - Current 3
Ae Wealth Management, LLC Topeka, KS Sep 2019 - Current 4
Nicholas R Sloane Inc, Dba Sloane Wealth Management Warrenville, IL Jul 2012 - Jun 2020 7
Nicholas R Sloane Inc, Dba Sloane Financial Services Warrenville, IL Jul 2004 - Jun 2020 15
Association Of Financial Educators Austin, TX May 2019 - May 2020 1
American Financial Education Alliance Chralotte, NC Jan 2019 - Dec 2019 < 1
Wealth Watch Advisors, LLC Warrenville, IL Feb 2018 - Sep 2019 1
Sgl Financial, LLC Warrenville, IL Oct 2012 - Feb 2018 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
Contact Info for Nicholas R. Sloane
Phone Number: 866-363-9595
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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