Alan Katz, financial advisor Warrington PA

Alan Katz

CRD Number: 264934
Current Firm: Concourse Financial Group Advisors

Alan Katz (CRD# 264934) is an Investment Advisor Representative working at Concourse Financial Group Advisors in Warrington, PA and has over 24 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Concourse Financial Group Securities Inc Fka Proequities Inc. Warrington, PA Oct 2018 - Current 3
Qualified Plan Services Warrington, PA Jan 2008 - Current 14
Dba - Wealth Development Group Warrington, PA Jan 2006 - Current 16
Advanced Benefit Concepts Warrington, PA Jan 1984 - Current 38
Signator Investors, Inc. Warrington, PA May 2016 - Oct 2018 2
Transamerica Financial Advisors, Inc. Los Angeles, CA Jul 2009 - May 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S65 NASAA Investment Advisors Law Examination May 2000
Contact Info for Alan D. Katz
Phone Number: 800-288-3035
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    5,745
    MILLIONS
  • Total Number of Accounts
    24,896
    ACCOUNTS
  • Average Account Value
    $230,748
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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