Andrew Liss (CRD# 1838158) is an Investment Advisor Representative working at Oneamerica Securities, Inc. in Providence, RI and has over 35 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oneamerica Securities | Cranston, RI | Sep 2020 - Current | 3 |
| American United Life | Cranston, RI | Aug 2020 - Current | 3 |
| Park Avenue Securities | Providence, RI | Feb 2018 - Sep 2020 | 2 |
| Guardian Life Insurance Company | Providence, RI | Jan 2018 - Sep 2020 | 2 |
| Sii | Warwick, RI | Aug 2008 - Jan 2018 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management264MILLIONS
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Total Number of Accounts2,804ACCOUNTS
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Average Account Value$94,286
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