Christopher Ricci, financial advisor Warwick RI
96 score

Christopher Ricci

CRD Number: 5575929
Current Firm: 1st Global Advisors Inc.

Christopher Ricci (CRD# 5575929) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Warwick, RI and has over 8 years of experience in the finance industry. Christopher Ricci has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Briggs Advisory Group, Inc. Lincoln, RI Jan 2015 - Current 1
1st Global Capital Corp. Lincoln, RI Feb 2009 - Current 7
1st Global Advisors, Inc. Lincoln, RI Feb 2009 - Current 7
Bentley Wealth Advisors Warwick, RI Jun 2008 - Current 8
Disanto, Priest & Company Warwick, RI Jun 2008 - Jan 2015 6
Net Cracker Technology Waltham, MA Oct 2007 - May 2008 < 1
Bentley College Waltham, MA Sep 2004 - May 2008 3
Citizens Bank Cranston, RI May 2007 - Jan 2008 < 1
The Washington Trust Company Westerly, RI May 2005 - Jan 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Christopher J. Ricci
Phone Number: 214-294-5000
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    7,093
    MILLIONS
  • Total Number of Accounts
    21,134
    ACCOUNTS
  • Average Account Value
    $335,619
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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