Christopher RicciCRD Number: 5575929
Current Firm: 1st Global Advisors Inc.
Christopher Ricci (CRD# 5575929) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Warwick, RI and has over 8 years of experience in the finance industry. Christopher Ricci has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|Briggs Advisory Group, Inc.||Lincoln, RI||Jan 2015 - Current||1|
|1st Global Capital Corp.||Lincoln, RI||Feb 2009 - Current||7|
|1st Global Advisors, Inc.||Lincoln, RI||Feb 2009 - Current||7|
|Bentley Wealth Advisors||Warwick, RI||Jun 2008 - Current||8|
|Disanto, Priest & Company||Warwick, RI||Jun 2008 - Jan 2015||6|
|Net Cracker Technology||Waltham, MA||Oct 2007 - May 2008||< 1|
|Bentley College||Waltham, MA||Sep 2004 - May 2008||3|
|Citizens Bank||Cranston, RI||May 2007 - Jan 2008||< 1|
|The Washington Trust Company||Westerly, RI||May 2005 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2008|
|S66||NASAA Uniform Combined State Law Examination||Apr 2009|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV