Kevin SkaltsisCRD Number: 5461624
Current Firm: Gwn Securities Inc.
Kevin Skaltsis (CRD# 5461624) is an Investment Advisor Representative working at Gwn Securities Inc. in Warwick, RI and has over 8 years of experience in the finance industry. Kevin Skaltsis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|Gwn Securities, Inc.||Palm Beach Gardens, FL||Mar 2016 - Current||< 1|
|True Financial||Warwick, RI||May 2012 - Current||4|
|Ash Brokerage||Fort Wayne, IN||May 2012 - Current||4|
|Brokers' Service Marketing Group||Providence, RI||Apr 2012 - Current||4|
|Kevin Skaltsis||Warwick, RI||Mar 2010 - Current||6|
|Foresters Equity Services, Inc.||Warwick, RI||May 2014 - Mar 2016||1|
|Southeast Investments, N.c. Inc.||Charlotte, NC||Mar 2012 - Sep 2012||< 1|
|Metlife Securities||Providence, RI||Mar 2008 - Mar 2012||4|
|Civic Mortgage Group||Providence, RI||Apr 2006 - Mar 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,387MILLIONS
Total Number of Accounts21,091ACCOUNTS
Average Account Value$65,765
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV