Kevin Skaltsis, financial advisor Warwick RI
84 score

Kevin Skaltsis

CRD Number: 5461624
Current Firm: Gwn Securities Inc.

Kevin Skaltsis (CRD# 5461624) is an Investment Advisor Representative working at Gwn Securities Inc. in Warwick, RI and has over 8 years of experience in the finance industry. Kevin Skaltsis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Gwn Securities, Inc. Palm Beach Gardens, FL Mar 2016 - Current < 1
True Financial Warwick, RI May 2012 - Current 4
Ash Brokerage Fort Wayne, IN May 2012 - Current 4
Brokers' Service Marketing Group Providence, RI Apr 2012 - Current 4
Kevin Skaltsis Warwick, RI Mar 2010 - Current 6
Foresters Equity Services, Inc. Warwick, RI May 2014 - Mar 2016 1
Southeast Investments, N.c. Inc. Charlotte, NC Mar 2012 - Sep 2012 < 1
Metlife Securities Providence, RI Mar 2008 - Mar 2012 4
Civic Mortgage Group Providence, RI Apr 2006 - Mar 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kevin E. Skaltsis
Phone Number: 561-472-2700
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    1,387
    MILLIONS
  • Total Number of Accounts
    21,091
    ACCOUNTS
  • Average Account Value
    $65,765
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
84

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