Mark Stephenson, financial advisor Warwick RI
90 score

Mark Stephenson

CRD Number: 6104543
Current Firm: Msi Financial Services, Inc.

Mark Stephenson (CRD# 6104543) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Warwick, RI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities Inc. Warwick, RI Aug 2012 - Current 4
Gennaro Inc. Cranston, RI May 2006 - May 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Mark A. Stephenson
Phone Number: 800-638-8378
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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