Michael Raspallo, financial advisor Warwick RI
96 score

Michael Raspallo

CRD Number: 1281062
Current Firm: The Patriot Financial Group, LLC

Michael Raspallo (CRD# 1281062) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Warwick, RI and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Warwick, RI May 2012 - Current 4
Multi-financial Securities Corporation Denver, CO Oct 2009 - May 2012 2
Massmutual Life Insurance Companyy Providence, RI Sep 2007 - Oct 2009 2
Mml Investors Services, Inc. Greenville, RI Sep 2007 - Oct 2009 2
Usi New England Warwick, RI Sep 2006 - Aug 2007 < 1
Usi Securities Inc. Glastonbury, CO Sep 2006 - Aug 2007 < 1
Hornor Townsend & Kent Providence, RI Mar 2004 - Sep 2006 2
Penn Mutual Life Ins Co Providence, RI Mar 2004 - Sep 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
S65 NASAA Investment Advisors Law Examination Oct 1995
Contact Info for Michael Raspallo
Phone Number: (508) 251-6100
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    114
    MILLIONS
  • Total Number of Accounts
    980
    ACCOUNTS
  • Average Account Value
    $115,918
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

CT, LA, MA, ME, NH, RI, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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