Ronald Kent, financial advisor Warwick RI

Ronald Kent

CRD Number: 728447
Current Firm: Spinnaker Asset Management Inc.
Compensation Model: Fee Only

Ronald Kent (CRD# 728447) is an Investment Advisor Representative working at Spinnaker Asset Management Inc. in Warwick, RI and has over 37 years of experience in the finance industry. Ron has a BS in Aerospace Engineering, an MS in Environmental Engineering, and is an Accredited Asset Management Specialist (AAMS). As a financial analyst, Ron has written original equity and fixed income research for institutions both here and in Europe. His specialty lies in equity strategy, portfolio design, and investment management.

Spinnaker Asset Management specializes in portfolio design, equity and fixed income strategies, investment management and financial planning and counselling. The firm provides a fee-only format where financial interests are directly aligned with that of their clients. Once set, fees (as a percentage of client accounts) can only decline with appreciation in client account balances.

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Company Name Location Dates Years
Spinnaker Asset Management Inc. Warwick, RI Sep 2008 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1981
S65 NASAA Investment Advisors Law Examination Mar 2001
Contact Info for Ronald W. Kent
Phone Number: 401-884-3210
Registered State(s):
  • FL
  • RI
Current Firm Details
Spinnaker Asset Management Inc.
Firm's CRD Number: 148489
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


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