Stephen Mansi, financial advisor Warwick RI

Stephen Mansi

CRD Number: 1745138
Current Firm: Ae Wealth Management, LLC

Stephen Mansi (CRD# 1745138) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Warwick, RI and has over 27 years of experience in the finance industry. Stephen Mansi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS Nov 2019 - Current 4
Massey & Associates, Inc. Warwick, RI Oct 2019 - Current 4
Healthcare Solutions Team Plymouth, MA May 2018 - Dec 2020 2
Mansi Insurance Agency Swansea, MA Jul 2016 - Oct 2019 3
Combined Insurance Company Northborough, MA Mar 2019 - Jun 2019 < 1
Pepsico Braintree, MA Mar 2017 - Aug 2017 < 1
Honor Capital Finance-eti Finance Sunrise, FL Sep 2015 - Jul 2016 < 1
Us Premium Finance Norcross, GA Jan 2008 - Sep 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1997
Contact Info for Stephen J. Mansi
Phone Number: 866-363-9595
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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