William MaloneyCRD Number: 1421143
Current Firm: Esi Financial Advisors
William Maloney (CRD# 1421143) is an Investment Advisor Representative working at Esi Financial Advisors in Warwick, RI and has over 31 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|Equity Services, Inc.||Providence, RI||Sep 1985 - Current||31|
|National Life Of Vermont||Providence, RI||Dec 1975 - Current||41|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Total Assets Under Management975MILLIONS
Total Number of Accounts6,558ACCOUNTS
Average Account Value$148,612
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV