Daniel Penaranda, financial advisor Washington DC
43 score

Daniel Penaranda

CRD Number: 6130299
Current Firm: Northwestern Mutual Investment Services,llc

Daniel Penaranda (CRD# 6130299) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Washington, DC and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services LLC Washington, DC Mar 2015 - Current 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2015 - Current 1
Northwestern Mutual Investment Services, LLC Washington, DC Apr 2015 - Mar 2016 < 1
Northwestern Mutual Investment Services, LLC Fort Lauderdale, FL Jan 2014 - Mar 2015 1
Edward Mccluskey Fort Lauderdale, FL Oct 2013 - Mar 2015 1
Loren Farinelli Fort Lauderdale, FL Oct 2013 - Mar 2015 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2012 - Oct 2013 < 1
Ocean's 234 Deerfield Beach, FL Oct 2010 - Nov 2012 2
Uncle Julio's Corporation Boca Raton, FL Mar 2009 - Oct 2010 1
American Custom Contractors Rockville, MD Nov 2007 - May 2009 1
Uncle Julio's Corporation Reston, VA Jul 2008 - Mar 2009 < 1
Uncle Julio's Corporation Reston, VA Jun 2007 - Nov 2007 < 1
Blue Ridge Community College Weyers Cave, VA Aug 2004 - May 2007 2
Ruby Tuesday's Harrisonburg, VA Dec 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Daniel K. Penaranda
Phone Number: 866-664-7737
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
43

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