Edward Ricker, financial advisor Washington DC
70 score

Edward Ricker

CRD Number: 6008239
Current Firm: E*trade Capital Management, LLC

Edward Ricker (CRD# 6008239) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Washington, DC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Washington, DC Mar 2015 - Current 1
E*trade Capital Management LLC Washington, DC Mar 2015 - Current 1
E*trade Securities LLC Sandy, UT Feb 2013 - Mar 2015 2
E*trade Capital Management LLC Sandy, UT Feb 2013 - Mar 2015 2
Valic Financial Advisors, Inc. Las Vegas, NV May 2012 - Jan 2013 < 1
Snowbird Resort Snowbird, UT Jan 2012 - Apr 2012 < 1
Gastronomy Inc. Salt Lake City, UT Oct 2011 - Dec 2011 < 1
Tsh Marketing Park City, UT Jul 2011 - Oct 2011 < 1
Us Bank Salt Lake City, UT Jun 2011 - Jul 2011 < 1
Tsh Marketing Park City, UT Jan 2011 - Jun 2011 < 1
Gold Key Resorts Virginia Beach, VA Jul 2010 - Dec 2010 < 1
James Madison University Harrisonburg, VA Aug 2009 - Jun 2010 < 1
Gold Key Resorts Virginia Beach, VA May 2009 - Aug 2009 < 1
James Madison University Harrisonburg, VA Aug 2008 - May 2009 < 1
Gold Key Resorts Virginia Beach, VA May 2008 - Aug 2008 < 1
James Madison University Harrisonburg, VA Aug 2007 - May 2008 < 1
Gold Key Resorts Virginia Beach, VA Jun 2006 - Aug 2007 1
Tidewater Community College Virginia Beach, VA Aug 2006 - May 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Edward W. Ricker
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • DC
  • UT
  • TX
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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