James Brown, financial advisor Washington DC
90 score

James Brown

CRD Number: 6041463
Current Firm: Northwestern Mutual Investment Services,llc

James Brown (CRD# 6041463) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Washington, DC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Washington, DC Oct 2012 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2012 - Current 4
Northwestern Mutual Investment Services, LLC Washington, DC Jul 2013 - Mar 2016 2
Ernst & Young LLP Mclean, VA Jul 2009 - Apr 2012 2
Pricewaterhousecoopers LLP Mclean, VA Aug 2005 - Jul 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
Contact Info for James B. Brown
Phone Number: 866-664-7737
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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