John Lewis, financial advisor Washington DC
68 score

John Lewis

CRD Number: 5538859
Current Firm: Citigroup Global Markets Inc.

John Lewis (CRD# 5538859) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Washington, DC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Citigroup Washington, DC Aug 2014 - Current 2
Morgan Stanley Washington, DC Nov 2012 - Jul 2014 1
Wells Fargo Advisors LLC Hattiesburg, MS May 2009 - Nov 2012 3
Wachovia Bank, N.a. Birmingham, AL Jun 2008 - Nov 2012 4
Wachovia Securities, LLC Birmingham, AL Jun 2008 - May 2009 < 1
Regions Financial Corp Clinton, MS Sep 2006 - May 2008 1
Belk Department Stores Ridgeland, MS Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John L. Lewis
Phone Number: 212-816-6000
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    22,285
    MILLIONS
  • Total Number of Accounts
    42,945
    ACCOUNTS
  • Average Account Value
    $518,927
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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