Kathryn Paniagua, financial advisor Washington DC
93 score

Kathryn Paniagua

CRD Number: 5416991
Current Firm: Morgan Stanley

Kathryn Paniagua (CRD# 5416991) is an Investment Advisor Representative working at Morgan Stanley in Washington, DC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney Washington, DC Sep 2014 - Current 2
Morgan Stanley Smith Barney Washington, DC Jun 2009 - Sep 2014 5
Morgan Stanley & Company Incorporated Washington, DC Mar 2009 - Jun 2009 < 1
Deutsche Banke Washington, DC Jun 2008 - Mar 2009 < 1
Citi Smith Barney Washington, DC Aug 2007 - Jun 2008 < 1
Coty Prestige West Chester, PA Aug 2006 - Aug 2007 1
Student Harrisonburg, VA Aug 2003 - Aug 2007 4
Frank Morris Construction Wall, NJ Feb 2001 - Aug 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Kathryn M. Paniagua
Phone Number: 914-225-5510
Registered State(s):
  • DC
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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