Kenneth Duquette, financial advisor Washington DC
93 score

Kenneth Duquette

CRD Number: 5584379
Current Firm: Ubs Financial Services Inc.

Kenneth Duquette (CRD# 5584379) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Washington, DC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Washington, DC May 2016 - Current < 1
E*trade Capital Management LLC Washington, DC Apr 2015 - Apr 2016 1
E*trade Securities LLC Washington, DC Apr 2015 - Apr 2016 1
E*trade Capital Management LLC Sandy, UT Sep 2013 - Apr 2015 1
E*trade Securities LLC Sandy, UT Aug 2008 - Apr 2015 6
Realization Media Salt Lake City, UT Feb 2011 - Jun 2011 < 1
Salt Lake Community College Taylorville, UT Jan 2007 - Dec 2009 2
Mettel Salt Lake City, UT Jun 2007 - Aug 2008 1
Affiliated Computer Services Sandy, UT Jan 2004 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
S63 Uniform Securities State Law Examination Oct 2008
Contact Info for Kenneth O. Duquette
Phone Number: 201-352-3000
Registered State(s):
  • DC
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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