Khaled Moafi, financial advisor Washington DC
70 score

Khaled Moafi

CRD Number: 5964228
Current Firm: Wells Fargo Advisors, LLC

Khaled Moafi (CRD# 5964228) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Washington, DC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Rockville, MD Sep 2013 - Current 3
Wells Fargo Bank, Na Rockville, MD May 2013 - Current 3
Unemplyed N/a, MD Dec 2012 - Apr 2013 < 1
Arete Wealth Management Vienna, VA May 2011 - Dec 2012 1
Metropolitan Education Solutions Washington, DC Jun 2010 - May 2011 < 1
Pria School Potomac, MD Apr 2009 - Jun 2010 1
Opportunity Knocks Toms River, NJ Jul 2008 - May 2009 < 1
Unemployed Fairfax, VA Feb 2008 - Jul 2008 < 1
Avue Security Oakton, VA Nov 2007 - Feb 2008 < 1
Avon Police Department Avon, NJ May 2005 - Sep 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2012
S65 NASAA Investment Advisors Law Examination Jul 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Khaled Moafi
Phone Number: 314-875-3000
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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