Mark AxmacherCRD Number: 5534770
Current Firm: Great Valley Advisor Group, Inc.
Mark Axmacher (CRD# 5534770) is an Investment Advisor Representative working at Great Valley Advisor Group, Inc. in Washington, DC and has over 7 years of experience in the finance industry.
David Wealth Management, LLC
Aegis Wealth Management LLC
Palatine Advisors, Inc.
|Great Valley Advisor Group||Wilmington, DE||May 2016 - Current||< 1|
|Lpl Financial LLC||Washington, DC||May 2016 - Current||< 1|
|Hsbc Securities (usa) Inc.||Washington, DC||Feb 2015 - May 2016||1|
|Mml Investors Services||Vienna, VA||Mar 2014 - Jan 2015||< 1|
|Mass Mutual||Vienna, VA||Feb 2014 - Jan 2015||< 1|
|Ceb||Arlington, VA||Jun 2013 - Feb 2014||< 1|
|Convergent Wealth Advisors, LLC||Potomac, MD||May 2012 - May 2013||1|
|Lpl Financial||Davidson, NC||Nov 2010 - May 2012||1|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Apr 2008 - Nov 2010||2|
|Richard Worrell||Charlotte, NC||Mar 2010 - Oct 2010||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||May 2008 - Feb 2010||1|
|National City||St Louis, MO||Aug 2006 - Mar 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S65||NASAA Investment Advisors Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management520MILLIONS
Total Number of Accounts3,438ACCOUNTS
Average Account Value$151,129
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
DC, DE, FL, GA, IA, ID, IL, IN, LA, MA, MD, MI, MN, MO, NC, NE, NJ, NY, OK, PA, SC, TX, WI
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