Michael Gardiner, financial advisor Washington DC
93 score

Michael Gardiner

CRD Number: 5397229
Current Firm: Morgan Stanley

Michael Gardiner (CRD# 5397229) is an Investment Advisor Representative working at Morgan Stanley in Washington, DC and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Washington, DC Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated Washington, DC Jul 2007 - Current 9
Unemployed Alexandria, VA Dec 2006 - Jul 2007 < 1
Us Air Force Pentagon, DC May 1980 - Dec 2006 26
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Michael C. Gardiner
Phone Number: 914-225-5510
Registered State(s):
  • DC
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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