Michael Smith, financial advisor Washington DC
93 score

Michael Smith

CRD Number: 3115583
Current Firm: United Planners' Financial Services Of America A Limited Partner

Michael Smith (CRD# 3115583) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Washington, DC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners' Financial Services Scottsdale, AZ Jan 2011 - Current 5
Baker Schilling Wealth Strategies Atlanta, GA Dec 2010 - Current 6
Notary - State Of Georgia Atlanta, GA Apr 2005 - Current 11
Cambridge Investment Research, Inc. Fairfield, IA Sep 2009 - Nov 2010 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Sep 2009 - Nov 2010 1
Fuller & Company Atlanta, GA Apr 2005 - Nov 2010 5
Mutual Service Corporation Atlanta, GA Oct 2005 - Sep 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 1998
Contact Info for Michael L. Smith
Phone Number: 480-991-0225
Registered State(s):
  • DC
  • GA
By the Numbers
  • Total Assets Under Management
    1,806
    MILLIONS
  • Total Number of Accounts
    9,587
    ACCOUNTS
  • Average Account Value
    $188,339
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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