Richard Kline, financial advisor Washington DC

Richard Kline

CRD Number: 1042185
Current Firm: J.p. Morgan Securities LLC

Richard Kline (CRD# 1042185) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Washington, DC and has over 43 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Washington, DC Dec 2021 - Current 2
Jpmorgan Chase Bank, N.a. Washington, DC Jun 2021 - Current 3
J.p. Morgan Securities LLC Washington, DC Jun 2021 - Dec 2021 < 1
Vision 4 Fund Distributors LLC Scottsdale, AZ Jan 2021 - Jun 2021 < 1
Unemployed Darnestown, MD Oct 2019 - Jan 2021 1
Amg Funds LLC Norwalk, CT Apr 2015 - Oct 2019 4
Dws Investments Distributors, Inc. Chicago, IL Jun 2010 - Apr 2015 4
Deustche Asset Wm Chicago, IL Jun 2010 - Apr 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1981
S65 NASAA Investment Advisors Law Examination Apr 2022
Contact Info for Richard G. Kline
Phone Number: 800-999-2000
Registered State(s):
  • DC
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    249,731
    MILLIONS
  • Total Number of Accounts
    1,034,072
    ACCOUNTS
  • Average Account Value
    $241,502
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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