Sean BakerCRD Number: 6329785
Current Firm: Morgan Stanley
Sean Baker (CRD# 6329785) is an Investment Advisor Representative working at Morgan Stanley in Washington, DC and has over 5 years of experience in the finance industry. Sean Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Equitable Advisors, LLC
Prudential Financial Planning Services
|Morgan Stanley Smith Barney LLC||Baltimore, MD||Nov 2020 - Current||< 1|
|Ubs Fs||Weehawken, NJ||Aug 2015 - Nov 2020||5|
|University Of Richmond||Richmond, VA||Aug 2011 - May 2015||3|
|Ubs||Weehawken, NJ||Jun 2014 - Aug 2014||< 1|
|D&b||Center Valley, PA||Jun 2013 - Aug 2013||< 1|
|Salisbury Township||Allentown, PA||Jun 2009 - Aug 2012||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2015|
Total Assets Under Management1,075,993MILLIONS
Total Number of Accounts1,955,913ACCOUNTS
Average Account Value$550,123
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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