Sean Baker, financial advisor Washington DC

Sean Baker

CRD Number: 6329785
Current Firm: Morgan Stanley

Sean Baker (CRD# 6329785) is an Investment Advisor Representative working at Morgan Stanley in Washington, DC and has over 5 years of experience in the finance industry. Sean Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Jim David, financial advisor Washington DC
Jim David
CRD# 4092356
David Wealth Management, LLC
Similar Advisors
Basil Herzstein, financial advisor Washington DC
Basil D. Herzstein
CRD# 2247685
Equitable Advisors, LLC
Similar Advisors
Christopher McAllister, financial advisor Washington DC
Christopher McAllister
CRD# 6876059
Prudential Financial Planning Services
Professional Designations
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Baltimore, MD Nov 2020 - Current < 1
Ubs Fs Weehawken, NJ Aug 2015 - Nov 2020 5
University Of Richmond Richmond, VA Aug 2011 - May 2015 3
Ubs Weehawken, NJ Jun 2014 - Aug 2014 < 1
D&b Center Valley, PA Jun 2013 - Aug 2013 < 1
Salisbury Township Allentown, PA Jun 2009 - Aug 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2015
Contact Info for Sean W. Baker
Phone Number: 914-225-5510
Registered State(s):
  • DC
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    1,075,993
    MILLIONS
  • Total Number of Accounts
    1,955,913
    ACCOUNTS
  • Average Account Value
    $550,123
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.