Steven Goldfarb, financial advisor Washington DC
93 score

Steven Goldfarb

CRD Number: 4485770
Current Firm: Janney Montgomery Scott LLC

Steven Goldfarb (CRD# 4485770) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Washington, DC and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Janney Montgomery Scott, LLC Washington, DC Jan 2014 - Current 2
Ubs Financial Services Inc. Bethesda, MD Nov 2013 - Jan 2014 < 1
Ubs Financial Services Inc. Rockville, MD May 2007 - Nov 2013 6
Citigroup Global Markets Inc. New York, NY Feb 2006 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2002
Contact Info for Steven W. Goldfarb
Phone Number: 215-665-6000
Firm Website: http://www.janney.com
Registered State(s):
  • DC
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    19,593
    MILLIONS
  • Total Number of Accounts
    60,602
    ACCOUNTS
  • Average Account Value
    $323,312
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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