Theodore Schwab, financial advisor Washington DC
83 score

Theodore Schwab

CRD Number: 1424173
Current Firm: Raymond James Financial Services Advisors, Inc.

Theodore Schwab (CRD# 1424173) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Washington, DC and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Steward Partners Investment Advisory, LLC Washington, DC Jan 2016 - Current < 1
Hundredfold Foundation Alexandria, VA Jun 2015 - Current 1
Non-variable Insurance Washington, DC Apr 2015 - Current 1
Raymond James Financial Services Advisors Inc. Washington, DC Oct 2013 - Current 3
Raymond James Financial Services, Inc. Washington, DC Sep 2013 - Current 3
Steward Partners Global Advisory Washington, DC Sep 2013 - Current 3
Capital Partners For Education Washington, DC Jan 1993 - Current 23
Morgan Stanley Smith Barney Washington, DC Jun 2009 - Sep 2013 4
Citigroup Global Markets Inc. Washington, DC May 1989 - Jun 2009 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S65 NASAA Investment Advisors Law Examination Dec 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Theodore A. Schwab
Phone Number: 727-567-5877
Registered State(s):
  • DC
  • TX
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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