David Coppola, financial advisor Waterbury CT

David Coppola

CRD Number: 5299418
Current Firm: Lpl Financial LLC

David Coppola (CRD# 5299418) is an Investment Advisor Representative working at Lpl Financial LLC in Waterbury, CT and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Ridgefield, CT May 2018 - Current 5
Webster Bank Ridgefield, CT May 2018 - Current 5
Self Employed, Musician Middlebury, CT Sep 1995 - Current 28
Citigroup Mt Kisco, CT Aug 2017 - May 2018 < 1
Jp Morgan Securities LLC Ridgefield, CT Aug 2015 - Aug 2017 2
Lpl Financial LLC Cheshire, CT Oct 2011 - Aug 2015 3
Webster Bank Waterbury, CT Sep 2008 - Aug 2015 6
Uvest Financial Services Group Inc. Charlotte, NC Sep 2008 - Aug 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Feb 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David J. Coppola
Phone Number: 704-733-3300
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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