Mercedes Lane, financial advisor Waterford CT

Mercedes Lane

CRD Number: 4127468
Current Firm: Compass Rose Strategic Partners LLC

Mercedes Lane (CRD# 4127468) is an Investment Advisor Representative working at Compass Rose Strategic Partners LLC in Waterford, CT and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Triad Advisors, Inc. Norcross, GA Sep 2015 - Current 8
Compass Rose Strategic Partners Waterford, CT Sep 2015 - Current 8
Edward Jones Old Saybrook, CT May 2011 - Sep 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2004
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Mercedes A. Lane
Phone Number: 860-437-7600
Registered State(s):
  • CT
  • FL
By the Numbers
  • Total Assets Under Management
    76
    MILLIONS
  • Total Number of Accounts
    503
    ACCOUNTS
  • Average Account Value
    $151,395
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT, FL, TX

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