James Mundell, financial advisor Waterloo IA

James Mundell

CRD Number: 2702405
Current Firm: Wells Fargo Advisors Financial Network, LLC

James Mundell (CRD# 2702405) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Waterloo, IA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Waterloo, IA May 2016 - Current 4
Edward D. Jones & Company, LP Waterloo, IA Jan 1996 - May 2016 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1996
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for James R. Mundell
By the Numbers
  • Total Assets Under Management
    65,291
    MILLIONS
  • Total Number of Accounts
    174,079
    ACCOUNTS
  • Average Account Value
    $375,062
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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